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Futures/Clearing/ Brokerage Home
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Exchange Traded Futures & Options Forms
All forms on this page are now fillable. On newer versions of Adobe Reader, fillable fields will automatically show up with a light blue shading.  Older versions may not automatically highlight fillable areas -- to show these fields, check the box next to “Highlight fields” on the bar that shows up just above the document.  You will need Adobe Reader 5.0 or later on your machine to be able to fill in these forms. Click on this link to get the Adobe Acrobat software.

To complete forms - open the form, enter your information into the highlighted fields and print or save the form to your computer.  You may save fillable forms after data has been entered and edit the information at a future date.   When you’re finished filling out the form, print it out and initial and sign all required areas.  You may mail the form to the address indicated on the form, scan and email it to us, or give it to your broker or IB.

Single Individual
For accounts opened in the name of a Single Individual

Multiple Individuals
For accounts opened in the names of Multiple Individuals.

Sole Proprietorship
For accounts opened in the name of a Sole Proprietorship not operated as a corporation, limited liability company, partnership, or trust.

Corporation
For accounts opened in the name of a Corporation.

Limited Liability Company
For accounts opened in the name of a Limited Liability Company.

General Partnership
For accounts opened in the name of a General Partnership.

Limited Partnership
For accounts opened in the name of a Limited Partnership.

Trust
For accounts opened in the name of a Trust.


Additional account documents may be necessary if any of the following apply. Download these documents in addition to those documents included within the category listed above.

Commodity Trading Advisor  ("CTA")
If the account will be traded by someone other than the account owner, and the trader is registered as a Commodity Trading Advisor ("CTA").

Discretionary Account  
If the account will be traded by someone other than the account owner, and the trader is NOT registered as a Commodity Trading Advisor ("CTA").

Non-US Customer
If the account is owned by a non - US customer.

Transfer
If the account is currently with another brokerage company and the owner wishes to transfer the account to FCStone, LLC.

Additional Risk Disclosure
If an account meets certain criteria, they may be asked to sign this form.

Authorization of Delivery of Statements by Electronic Media
Email and fax consent form in PDF format.

Sole Proprietorship (d/b/a) Acknowledgement
If an account wishes to add a d/b/a name to the account.  Please note that this does not apply if the d/b/a name is operated as a Corporation, Partnership, Limited Liability Company, Trust or other form of legal entity.

 

 

 

Disclaimer:
Commodity trading involves financial risk, and FCStone assumes no liability in the event any person uses or relies upon the information on this website for the purpose of dealing in commodities or other investments.  Further, claims of past performance are not necessarily indicative of future results.  Neither the information on this website, nor any opinion expressed hereupon, constitutes a solicitation to buy or sell any derivative, futures contract or option on futures contract.

 

Important Information About Procedures For Opening A New Account
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. 
 

What this means for you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. 

 

Client Service Center
Do you have a question about your new or existing account?  Need more information on how to fill out an account form? 

Our Client Service Center is here to assist you with your needs.
Call toll-free 1-877-414-4435 from 8 am – 4:30 pm Central Time, Monday-Friday for prompt and reliable assistance or email CSC@intlfcstone.com.